Trovix AI Product

Trovix Audit ©

Regulatory evidence packs for Consumer Duty, AML CDD and SMCR — honest about what is missing.

Audit assembles regulatory evidence packs. A compliance officer specifies a regulatory obligation — Consumer Duty fair-value outcome, AML CDD, SMCR accountability — and Audit searches the firm's corpus for evidence of compliance, organises it by obligation section, flags where evidence is missing or weak, and produces a structured evidence pack for internal or regulator use. Audit is honest: it will tell you what evidence you do not have, not just what you do.

Module label in demo: Audit · regulatory evidence pack  ·  Try it at trovix.ai/demo →

How it works

Regulatory obligationConsumer Duty / AML / SMCRAudit Evidence Enginecorpus search + mappingEvidence foundcited to sourceGaps flaggedmissing evidenceCompleteness gradeper obligation sectionStructured evidence packRegulator-ready exportGap remediation listAudit is honest — it tells you what evidence you do not have, not just what you do.

Step by step

1
Obligation specified
The user selects the regulatory obligation: Consumer Duty fair-value outcome, AML CDD, SMCR accountability mapping, or a custom obligation framework.
2
Corpus searched
Audit searches the firm's indexed corpus for evidence relevant to each section of the obligation framework. Every piece of evidence is cited to its source.
3
Completeness graded
Each section of the obligation is graded for completeness — strong evidence, partial evidence, or no evidence found. Gaps are explicitly flagged.
4
Evidence pack assembled
A structured evidence pack is produced, organised by obligation section, with citations, completeness grades and a gap remediation list.

System integrations

Audit connects to your document management system and any indexed corpus accessible via API. Output is available as a structured PDF or JSON export for regulator submission.

Integration roadmap — speak to us about your target system.

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